Ashley James Brown

CE No. BEE969 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley James Brown (), a licensed former licensee with CE reference BEE969. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2019-07-08 2021-11-12
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2019-07-08 2021-11-12
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2018-03-05 2019-04-30
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2014-09-22 2019-04-30

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