Ka Yin (SFC:BEE409) Tse
謝嘉妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin (SFC:BEE409) Tse (謝嘉妍), a licensed former licensee with CE reference BEE409. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-06-17 | 2017-09-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-06-17 | 2017-09-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-16 | 2015-10-27 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-16 | 2015-03-23 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-16 | 2015-03-23 |