Di (SFC:BED059) Wu
巫鏑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di (SFC:BED059) Wu (巫鏑), a licensed former licensee with CE reference BED059. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-11 | 2019-03-22 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-10 | 2015-07-18 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-10 | 2015-07-18 |