Rui (SFC:BED057) Zhang
張睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:BED057) Zhang (張睿), a licensed former licensee with CE reference BED057. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Triada Capital Limited | Rep | Type 4 — Advising on securities | 2020-06-12 | 2021-03-31 |
| Triada Capital Limited | Rep | Type 9 — Asset management | 2020-06-12 | 2021-03-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-09 | 2020-06-03 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-12-09 | 2020-06-03 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-03 | 2019-11-22 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-03 | 2019-11-22 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-15 | 2018-08-13 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-15 | 2018-11-01 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-04-15 | 2018-11-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-10 | 2015-04-15 |