Nan (SFC:BEC793) Zhang
張楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:BEC793) Zhang (張楠), CE reference BEC793. Currently licensed at 1 firm(s): Guoyuan Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-10-20 | present |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-10-20 | present |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2017-10-20 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-29 | 2017-10-20 |
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2014-09-17 | 2015-01-25 |
| EXS Capital Asia Limited | Rep | Type 6 — Advising on corporate finance | 2014-09-17 | 2015-01-25 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2014-09-17 | 2015-01-25 |