Xinyuan (SFC:BEB980) Zhu
朱欣元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyuan (SFC:BEB980) Zhu (朱欣元), a licensed former licensee with CE reference BEB980. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-13 | 2021-04-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-13 | 2021-04-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-13 | 2021-04-23 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-29 | 2017-06-04 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-29 | 2017-06-04 |