Shiu Cheong Sham
岑紹昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Cheong Sham (岑紹昌), a licensed former licensee with CE reference BEB931. This person has 8.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 - Asset management | 2021-08-05 | 2023-08-16 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-25 | 2021-04-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-26 | 2017-07-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-26 | 2017-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Cheong Sham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.