Arthur Douglas Butcher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Douglas Butcher ( ), a licensed former licensee with CE reference BEB774. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-06-10 | 2025-06-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-06-10 | 2025-06-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-10-30 | 2024-11-05 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-10-30 | 2024-11-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-27 | 2019-07-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-27 | 2019-07-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | 2014-08-27 | 2015-11-30 |