Donald Brian Fries Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donald Brian Fries Jr, a licensed former licensee with CE reference BDW962. This person has 9.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-18 | 2024-04-24 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-02-18 | 2024-04-24 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2021-02-18 | 2024-04-24 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-08 | 2021-02-18 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-08 | 2021-02-18 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-02-08 | 2021-02-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-04-18 | 2020-12-26 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-18 | 2020-12-26 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-18 | 2020-12-26 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2016-11-30 | 2017-02-24 |
| Pine River Capital Management (HK) Limited | RO | Type 9 - Asset management | 2015-05-15 | 2016-11-30 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2014-07-29 | 2015-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Donald Brian Fries Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.