Yawen (SFC:BDU945) Gao
高雅文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yawen (SFC:BDU945) Gao (高雅文), CE reference BDU945. Currently licensed at 1 firm(s): Lombard Odier (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-10 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-03-10 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-12 | 2021-02-05 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-12 | 2021-02-05 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-18 | 2016-07-30 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-18 | 2016-07-30 |