Yanfei Liu
劉妍菲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanfei Liu (劉妍菲), a licensed Representative with CE reference BDR763. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-09-15 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-07-28 | 2019-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-07-28 | 2019-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-07-28 | 2019-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-07-28 | 2019-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-28 | 2019-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-28 | 2019-05-31 |