Yanfei Liu
劉妍菲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanfei Liu (劉妍菲), a licensed former licensee with CE reference BDR763. This person has 8.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-09-15 | 2026-07-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-07-28 | 2019-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-07-28 | 2019-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-07-28 | 2019-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-07-28 | 2019-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-28 | 2019-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-28 | 2019-05-31 |