Shino Watanabe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shino Watanabe ( ), a licensed former licensee with CE reference BDR566. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-07 | 2025-07-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-25 | 2024-06-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-13 | 2023-10-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-07-07 | 2021-08-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-07-07 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-07-07 | 2021-08-19 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2014-07-07 | 2018-11-01 |