Andrew Gregory Stott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Gregory Stott ( ), a licensed former licensee with CE reference BDR228. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-11 | 2019-01-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-01-12 | 2017-01-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-07-15 | 2014-07-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-07-15 | 2014-07-16 |