Shih Yi Lin
林詩宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih Yi Lin (林詩宜), a licensed former licensee with CE reference BDQ824. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2017-04-06 | 2017-11-18 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2015-08-13 | 2017-11-18 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | 2015-08-13 | 2017-11-18 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-30 | 2015-07-20 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-30 | 2015-07-20 |