Sheng Liu
劉晟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Liu (劉晟), a licensed former licensee with CE reference BDQ201. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-06-25 | 2016-10-05 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-02 | 2015-05-23 |