Jun (SFC:BDP927) Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun (SFC:BDP927) Wu, CE reference BDP927. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-04 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2019-04-04 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-04 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-02 | 2019-04-04 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-02 | 2019-04-04 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-02 | 2019-04-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2015-12-02 | 2018-09-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2015-12-02 | 2018-09-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2015-12-02 | 2018-09-13 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-02-03 | 2015-09-03 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2014-10-20 | 2015-01-14 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2014-06-30 | 2014-09-29 |