Goutham Bharadwaj

CE No. BDP709 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Goutham Bharadwaj (), a licensed former licensee with CE reference BDP709. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2024-03-08 2024-03-15
UBS Securities Hong Kong Limited Rep Type 1 - Dealing in securities 2024-03-08 2024-03-15
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2023-01-13 2023-01-20
UBS Securities Hong Kong Limited Rep Type 1 - Dealing in securities 2023-01-13 2023-01-20
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2017-10-17 2017-10-20
UBS Securities Hong Kong Limited Rep Type 1 - Dealing in securities 2017-10-17 2017-10-20
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2017-10-17 2017-10-20
UBS Securities Hong Kong Limited Rep Type 1 - Dealing in securities 2016-12-19 2017-03-01
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2014-06-25 2017-03-01
UBS Securities Hong Kong Limited Rep Type 1 - Dealing in securities 2014-06-25 2016-12-18
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2014-06-25 2017-03-01

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