Stephen Michael Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Michael Tong ( ), a licensed former licensee with CE reference BDO729. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-03-24 | 2017-03-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-03-24 | 2017-03-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-06-24 | 2014-07-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-06-24 | 2014-07-07 |