Ka Wai Wan
溫嘉煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Wan (溫嘉煒), a licensed former licensee with CE reference BDM260. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-05-23 | 2017-08-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-05-23 | 2017-08-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-05-23 | 2017-08-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-05-23 | 2017-08-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-05-23 | 2017-08-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-05-23 | 2017-08-25 |