Hon Wang Henry Yiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Wang Henry Yiu (姚翰泓), a licensed Representative with CE reference BDM179. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 12.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-05 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-16 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-16 | present |
| Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司 |
Rep | Type 9 - Asset management | 2014-05-26 | 2014-09-12 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Wang Henry Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.