Xiao (SFC:BDL907) Yu
喻晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BDL907) Yu (喻晓), a licensed former licensee with CE reference BDL907. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-06 | 2019-03-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-25 | 2018-05-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-25 | 2018-05-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-05-27 | 2016-06-14 |