Siu Ling Chan
陳小鈴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ling Chan (陳小鈴), a licensed former licensee with CE reference BDL628. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-08 | 2023-09-21 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-08 | 2023-09-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-14 | 2017-01-01 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-14 | 2017-01-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-17 | 2015-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-10 | 2015-03-01 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-25 | 2014-09-29 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-16 | 2014-09-29 |