Leng Teck Goh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leng Teck Goh, a licensed former licensee with CE reference BDL305. This person has 0.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-18 | 2015-09-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-09-18 | 2015-09-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-18 | 2015-09-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-18 | 2015-09-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-08-03 | 2015-08-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-08-03 | 2015-08-07 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-03 | 2015-08-07 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-03 | 2015-08-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-05-27 | 2015-02-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-05-27 | 2015-02-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-05-27 | 2015-02-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-05-27 | 2015-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leng Teck Goh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.