Stella Xueyao Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stella Xueyao Wu, a licensed Representative with CE reference BDJ451. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Futures Limited, China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-12-01 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-01 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-08 | 2021-10-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-08 | 2021-10-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-05-07 | 2017-09-30 |