Jia (SFC:BDJ278) Liu
劉佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia (SFC:BDJ278) Liu (劉佳), a licensed former licensee with CE reference BDJ278. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-11-05 | 2016-11-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-05 | 2016-11-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-30 | 2015-05-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-04-30 | 2015-05-28 |