Haijian He
何海建
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haijian He (何海建), a licensed former licensee with CE reference BDJ260. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-10-09 | 2019-12-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-09 | 2019-12-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-05-05 | 2015-08-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-05-05 | 2015-08-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-05-05 | 2015-08-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-05-05 | 2015-08-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-05 | 2015-08-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-05 | 2015-08-21 |