Stephanie (SFC:BDF070) Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie (SFC:BDF070) Chen ( ), a licensed former licensee with CE reference BDF070. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-10-24 | 2025-05-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-10-24 | 2025-05-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-02 | 2016-09-08 |