Chaoyu Xiong
熊超宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaoyu Xiong (熊超宇), a licensed former licensee with CE reference BDE378. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-27 | 2017-09-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-27 | 2017-09-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-04-07 | 2015-07-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-04-07 | 2015-07-08 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-04-07 | 2015-07-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-04-07 | 2015-07-08 |