Chaoyu Xiong

熊超宇
CE No. BDE378 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaoyu Xiong (熊超宇), a licensed former licensee with CE reference BDE378. This person has 3.4 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2015-07-27 2017-09-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2015-07-27 2017-09-23
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2014-04-07 2015-07-08
UBS Securities Hong Kong Limited Rep Type 1 - Dealing in securities 2014-04-07 2015-07-08
UBS Derivatives Hong Kong Limited Rep Type 2 - Dealing in futures contracts 2014-04-07 2015-07-08
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2014-04-07 2015-07-08

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chaoyu Xiong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Savio Joseph Pulpel UBS Derivatives Hong Kong Limited 2014–2015
Scott Allen Blanchard UBS Derivatives Hong Kong Limited 2014–2015
Shrinivas Ravindra Gangal UBS Derivatives Hong Kong Limited 2014–2015
Robert Morris UBS Derivatives Hong Kong Limited 2014–2015
Pui Ying Ng UBS Derivatives Hong Kong Limited 2014–2015
Chun Wai Li UBS Derivatives Hong Kong Limited 2014–2015
Boris Xavier Feschet UBS Derivatives Hong Kong Limited 2014–2015
Anthony R Cheng UBS Derivatives Hong Kong Limited 2014–2015
Pankaj Jaysing Dhake UBS Derivatives Hong Kong Limited 2014–2015
Archit Parakh UBS Derivatives Hong Kong Limited 2014–2015
Peter Richard McNulty UBS Derivatives Hong Kong Limited 2014–2015
Mohammed Saad Slaoui UBS Derivatives Hong Kong Limited 2014–2015
Taichi Takahashi UBS Derivatives Hong Kong Limited 2014–2015
Tim Wannenmacher UBS Derivatives Hong Kong Limited 2014–2015
Elias Audi UBS Derivatives Hong Kong Limited 2014–2015
David Gareth Best UBS Derivatives Hong Kong Limited 2014–2015
Zhibin Cai UBS Derivatives Hong Kong Limited 2014–2015
David James Innerdale UBS Derivatives Hong Kong Limited 2014–2015
Kwan Ho Mok UBS Derivatives Hong Kong Limited 2014–2015
Kin Dick Suen UBS Derivatives Hong Kong Limited 2014–2015
Explore the interactive colleague network →

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