Sachin (SFC:BDD526) Gupta

CE No. BDD526 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sachin (SFC:BDD526) Gupta (), a licensed former licensee with CE reference BDD526. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2026-01-13 2026-01-17
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2025-02-14 2025-02-22
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2024-03-15 2024-03-26
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2023-02-24 2023-03-03
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2016-04-01 2016-04-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2015-07-10 2015-07-17
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2015-03-25 2015-03-27
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2014-03-26 2014-03-31

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