Sachin (SFC:BDD526) Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sachin (SFC:BDD526) Gupta ( ), a licensed former licensee with CE reference BDD526. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-01-13 | 2026-01-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-02-14 | 2025-02-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-03-15 | 2024-03-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-02-24 | 2023-03-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-01 | 2016-04-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-10 | 2015-07-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-25 | 2015-03-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-26 | 2014-03-31 |