Edward Ian Cartwright
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Ian Cartwright ( ), a licensed former licensee with CE reference BDC766. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2026-01-30 | 2026-02-07 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-09-19 | 2025-09-27 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-04-17 | 2025-04-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-02-21 | 2025-03-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-09-06 | 2024-09-14 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-04-12 | 2024-04-20 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-08-04 | 2023-08-11 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-02-21 | 2023-02-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-13 | 2021-11-23 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-13 | 2021-11-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-13 | 2021-11-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-10 | 2014-04-26 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-10 | 2014-04-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-10 | 2014-04-26 |