Kelvin Kwan Tai Yuen
袁鈞泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Kwan Tai Yuen (袁鈞泰), a licensed former licensee with CE reference BCZ313. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-06-17 | 2022-08-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-06-17 | 2022-08-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-06-17 | 2022-08-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-06-17 | 2022-08-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-06-17 | 2022-08-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-06-17 | 2022-08-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-02-26 | 2014-10-24 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-02-26 | 2014-10-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-02-26 | 2014-10-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-02-26 | 2014-10-24 |