Guan Wang
王冠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guan Wang (王冠), CE reference BBN532. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-27 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-07 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-07 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-13 | 2021-07-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-13 | 2021-07-05 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-08 | 2021-07-05 |