Gloria Sau Yin Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gloria Sau Yin Chan (陳秀妍), a licensed Representative with CE reference BCW963. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-23 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-23 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-23 | present |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-12 | 2015-02-10 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2014-02-12 | 2015-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gloria Sau Yin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.