Neil Kell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Kell, a licensed former licensee with CE reference BCV334. This person has 3.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-02 | 2017-06-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-07-02 | 2017-06-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-07-02 | 2017-06-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-07-02 | 2017-06-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-02 | 2017-06-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-02 | 2017-06-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-06-04 | 2015-03-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-02-04 | 2014-06-04 |