Yun (SFC:BCS988) Zhou
周芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun (SFC:BCS988) Zhou (周芸), a licensed former licensee with CE reference BCS988. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-13 | 2016-02-22 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-13 | 2016-02-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-17 | 2014-06-18 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-17 | 2014-06-18 |