Rui (SFC:BCN972) Liu
刘睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:BCN972) Liu (刘睿), a licensed former licensee with CE reference BCN972. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-24 | 2022-12-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-24 | 2022-12-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-24 | 2022-12-23 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-10 | 2017-09-28 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-13 | 2017-09-28 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-12-23 | 2015-06-13 |