Filippo Gori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Filippo Gori ( ), a licensed former licensee with CE reference BCN947. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2020-05-11 | 2025-07-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2019-08-01 | 2025-07-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2019-08-01 | 2025-07-01 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2017-11-02 | 2019-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-02-11 | 2019-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2014-02-11 | 2019-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-02-11 | 2019-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2014-02-11 | 2019-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-01-02 | 2014-02-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-01-02 | 2014-02-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-01-02 | 2014-02-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2014-01-02 | 2014-02-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2014-01-02 | 2017-07-21 |