Ru Xia
夏如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ru Xia (夏如), a licensed former licensee with CE reference BCM864. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-17 | 2018-01-20 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-17 | 2018-01-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-12-16 | 2014-04-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-16 | 2014-04-17 |