Lin (SFC:BCJ572) Yuan
袁林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:BCJ572) Yuan (袁林), CE reference BCJ572. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-22 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-15 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-15 | present |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-06 | 2017-01-09 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-06 | 2017-01-09 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-04 | 2016-01-15 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-04 | 2016-01-15 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-26 | 2014-08-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-26 | 2014-08-11 |