Ralph Wilson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ralph Wilson ( ), a licensed former licensee with CE reference BCJ291. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-03-10 | 2025-03-12 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-03-10 | 2025-03-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-11-24 | 2023-11-29 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-11-24 | 2023-11-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-07 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-06-01 | 2017-06-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-27 | 2017-03-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-27 | 2017-03-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-27 | 2016-01-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-01-27 | 2016-01-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-27 | 2015-12-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-27 | 2015-12-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-27 | 2013-11-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-27 | 2013-11-29 |