Yuk Yin Lau
劉玉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Yin Lau (劉玉賢), a licensed former licensee with CE reference BCG578. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-21 | 2018-09-25 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2016-07-21 | 2018-09-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-11-14 | 2014-11-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-11-14 | 2014-11-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-11-14 | 2014-11-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-11-14 | 2014-11-23 |