Chien Hoong Woon
溫振鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chien Hoong Woon (溫振鴻), a licensed former licensee with CE reference BCD412. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-10-30 | 2022-06-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-10-30 | 2022-06-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-10-30 | 2022-06-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-10-30 | 2022-06-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-10-30 | 2022-06-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-10-30 | 2022-06-13 |