Shuk Fan Lee
李淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Fan Lee (李淑芬), CE reference BCD146. Currently licensed at 4 firm(s): China Everbright Securities (HK) Limited, CES Forex (HK) Limited, CES Commodities (HK) Limited , Everbright Securities Investment Services (HK) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-02 | present |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-07-28 | present |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-28 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-20 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-23 | 2014-09-22 |