Shuai Liu
劉帥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuai Liu (劉帥), a licensed Representative with CE reference BCC326. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-21 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-26 | 2023-09-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-10-12 | 2020-06-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2013-10-23 | 2015-05-09 |