Qian (SFC:BCB896) Wu
吳騫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian (SFC:BCB896) Wu (吳騫), CE reference BCB896. Currently licensed at 1 firm(s): CMB International Asset Management Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-08 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-08 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-08 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-30 | 2024-05-08 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-16 | 2024-05-08 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-16 | 2024-05-08 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-21 | 2017-08-16 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-21 | 2017-08-16 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-29 | 2016-11-11 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-07-29 | 2016-11-11 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-29 | 2016-11-11 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-15 | 2015-07-29 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-15 | 2015-07-29 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-15 | 2015-07-29 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-17 | 2015-05-31 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-10-21 | 2015-05-31 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-10-21 | 2015-05-31 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-16 | 2014-10-21 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-16 | 2014-10-21 |