Cheng Hua
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Hua ( ), a licensed former licensee with CE reference BBZ389. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ApaH Capital Management Limited 上善資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-11 | 2024-05-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-15 | 2016-06-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-15 | 2016-06-21 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-02 | 2014-09-09 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-02 | 2014-09-09 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-10-02 | 2014-09-09 |