Chen Wang
王晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Wang (王晨), a licensed former licensee with CE reference BBV145. This person has 2.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-21 | 2016-05-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-11 | 2016-01-21 |