James Robert Kirkby Maddocks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Robert Kirkby Maddocks, a licensed former licensee with CE reference BBU657. This person has 3.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-20 | 2017-06-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-20 | 2017-06-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-01 | 2016-08-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-01 | 2016-08-26 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-01-20 | 2016-04-29 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-20 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-01-20 | 2016-04-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-09-17 | 2013-12-17 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-17 | 2013-12-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2013-09-17 | 2013-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Robert Kirkby Maddocks during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.