Mark King
金徽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark King (金徽), a licensed former licensee with CE reference BBU592. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2021-03-03 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-20 | 2016-12-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-12 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-12 | 2014-06-03 |