Sheng-Yao Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng-Yao Chang, a licensed former licensee with CE reference BBU591. This person has 6.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-27 | 2020-04-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-12 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-12 | 2014-06-03 |